Silicon Valley Bank
Portfolio Compliance Officer I (Finance)
Portfolio Compliance is responsible for implementing controls & processes, to ensure we are portfolio compliant with all applicable regulatory and portfolio issued guidelines. This relates to trading and investments, including Bloomberg pre-trade compliance and Clearwater post-trade. Portfolio Compliance will produce daily portfolio level issues and violations for escalation & resolution.
The Portfolio Compliance Officer in San Francisco is primarily responsible for extracting, analyzing, coding and monitoring client, regulatory and internal investment guidelines on Bloomberg and Clearwater systems for SAM clients. The position is engaged with and provides services to many other departments across the firm in particular; Portfolio Management, Trading, Portfolio Advisers, Operations, and various internal and external auditors.
Applicants are expected to learn the following concepts: